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Glossary / SEC Filings

SEC Filings

Regulatory filings and disclosure forms

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Form 13F

A quarterly SEC filing that requires institutional investment managers with over $100 million in assets to disclose...

Form 4

An SEC filing that corporate insiders must submit within two business days of buying or selling company stock.

STOCK Act

A 2012 federal law requiring members of Congress and their staff to publicly disclose stock trades within 45 days of...

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